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5 th edition Michael T Goodrich Roberto Tamassia Chapter 7 Trees CPSC 3200 Algorithm Analysis and Advanced Data Structure Chapter Topics General Trees Tree Traversal Algorithms Binary Trees ID: 425802

nodes tree chattanooga cpsc tree nodes cpsc chattanooga node 3200 university tennessee 2013 summer binary depth external subtree internal number tamassia goodrich

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Slide1

Data Structure & Algorithms in JAVA5th editionMichael T. GoodrichRoberto TamassiaChapter 7: Trees

CPSC 3200Algorithm Analysis and Advanced Data StructureSlide2

Chapter TopicsGeneral Trees.Tree Traversal Algorithms.Binary Trees.2CPSC 3200 University of Tennessee at Chattanooga – Summer 2013

© 2010 Goodrich,

TamassiaSlide3

What is a TreeIn computer science, a tree is an abstract model of a hierarchical structure.A tree consists of nodes with a parent-child relation.Applications:Organization charts.File systems.Programming environments.Computers”R”UsSalesR&D

ManufacturingLaptops

Desktops

US

International

Europe

Asia

Canada

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

3

© 2010 Goodrich,

TamassiaSlide4

SubtreeTree TerminologyRoot: node without parent (A)Internal node: node with at least one child (A, B, C, F)External node (a.k.a. leaf ): node without children (E, I, J, K, G, H, D)Ancestors of a node: parent, grandparent, grand-grandparent, etc.Depth of a node: number of ancestorsHeight of a tree: maximum depth of any node (3)Descendant of a node: child, grandchild, grand-grandchild, etc.A

B

D

C

G

H

E

F

I

J

K

Subtree

:

tree consisting of a node and its descendants.

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

4

© 2010 Goodrich,

TamassiaSlide5

Tree Terminology (Cont.)edge of tree T is a pair of nodes (u,v) such that u is the parent of v, or vice versa. Path of T is a sequence of nodes such that any two consecutive nodes in the sequence form an edge.A tree is ordered if there is a linear ordering defined for the children of each nodeCPSC 3200 University of Tennessee at Chattanooga – Summer 20135

© 2010 Goodrich,

TamassiaSlide6

Tree ADTWe use positions (nodes) to abstract nodes.getElement( ): Return the object stored at this position.Generic methods:integer getSize( )boolean isEmpty( )Iterator iterator( )Iterable positions( )Accessor methods:position getRoot( )position getThisParent

(p)Iterable children(p)

Query

methods:

boolean

isInternal

(p)

boolean

isExternal

(p)

boolean

isRoot

(p)

Update method:

element

replace (p,

o)

Additional

update methods may be defined by data structures implementing the Tree

ADT.

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

6

© 2010 Goodrich,

TamassiaSlide7

Linked structure for General TreeCPSC 3200 University of Tennessee at Chattanooga – Summer 20137

© 2010 Goodrich,

TamassiaSlide8

Depth and HeightLet v be a node of a tree T. The depth of v is the number of ancestors of v, excluding v itself.If v is the root, then the depth of v is 0Otherwise, the depth of v is one plus the depth of the parent of v.The running time of algorithm depth(T, v) is O(dv), where dv denotes the depth of the node v in the tree T.

CPSC 3200 University of Tennessee at Chattanooga – Summer 20138

Algorithm

depth(T

, v

):

if

v

is the root of T

then

return

0

else

return

1+depth(T

,

w

), where w is the parent of

v

in T

© 2010 Goodrich,

TamassiaSlide9

Data Structure (Tree)A tree is a data structure which stores elements in parent-child relationship.ABC

D

E

F

G

H

Root node

Internal nodes

Leaf nodes (External nodes)

Siblings

Siblings

Siblings

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

9Slide10

Attributes of a treeDepth: the number of ancestors of that node (excluding itself).Height: the maximum depth of an external node of the tree/subtree.ABC

D

E

F

G

H

I

Depth(D) = ?

Depth(D) = 1

Depth(D) = 2

Depth(I) = ?

Depth(I) = 3

Height = MAX[

Depth(A), Depth(B

),

Depth(C), Depth(D), Depth(E), Depth(F), Depth(G), Depth(H), Depth(I)

]

Height = MAX[

0, 1, 1, 2, 2, 2, 2, 2,

3 ] = 3

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

10Slide11

Depth and Height (Cont.)The height of a node v in a tree T is can be calculated using the depth algorithm.algorithm height1 runs in O(n2) timeCPSC 3200 University of Tennessee at Chattanooga – Summer 201311Algorithm height1(T):h

← 0for each vertex v in T

do

if

v

is an external node in T

then

h

← max(h

, depth(T,

v

))

return

h

© 2010 Goodrich,

TamassiaSlide12

Depth and Height (Cont.)The height of a node v in a tree T is also defined recursively:If v is an external node, then the height of v is 0Otherwise, the height of v is one plus the maximum height of a child of v.algorithm height1 runs in O(n) timeCPSC 3200 University of Tennessee at Chattanooga – Summer 201312

Algorithm height2(T, v):

if

v

is an external node in T

then

return

0

else

h

← 0

for

each child w of

v

in T

do

h

← max(h

, height2(T, w

))

return

1+

h

© 2010 Goodrich,

TamassiaSlide13

Preorder TraversalA traversal visits the nodes of a tree in a systematic manner.In a preorder traversal, a node is visited before its descendants. Application: print a structured document.Make Money Fast!1. MotivationsReferences2. Methods

2.1 StockFraud2.2 PonziScheme

1.1 Greed

1.2 Avidity

2.3 Bank

Robbery

1

2

3

5

4

6

7

8

9

Algorithm

preOrder

(

v

)

visit

(

v

)

for

each

child

w

of

v

preorder

(

w

)

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

13

© 2010 Goodrich,

TamassiaSlide14

Postorder TraversalIn a postorder traversal, a node is visited after its descendants.Application: compute space used by files in a directory and its subdirectories.

Algorithm postOrder(v

)

for

each

child

w

of

v

postOrder

(

w

)

visit

(

v

)

cs16/

homeworks

/

todo.txt

1K

programs/

DDR.java

10K

Stocks.java

25K

h1c.doc

3K

h1nc.doc

2K

Robot.java

20K

9

3

1

7

2

4

5

6

8

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

14

© 2010 Goodrich,

TamassiaSlide15

Tree traversals using “flags”The order in which the nodes are visited during a tree traversal can be easily determined by imagining there is a “flag” attached to each node, as follows:To traverse the tree, collect the flags:

preorder

inorder

postorder

A

B

C

D

E

F

G

A

B

C

D

E

F

G

A

B

C

D

E

F

G

A B D E C F G

D B E A F C G

D E B F G C A

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

15Slide16

Other traversalsThe other traversals are the reverse of these three standard onesThat is, the right subtree is traversed before the left subtree is traversedReverse preorder: root, right subtree, left subtree.Reverse inorder: right subtree, root, left subtree.Reverse postorder: right subtree, left subtree, root.CPSC 3200 University of Tennessee at Chattanooga – Summer 201316Slide17

Binary TreesA binary tree is a tree with the following properties:Each internal node has at most two children (exactly two for proper binary trees).The children of a node are an ordered pair.We call the children of an internal node left child and right child.Alternative recursive definition: a binary tree is eithera tree consisting of a single node, ora tree whose root has an ordered pair of children, each of which is a binary tree.AB

CF

G

D

E

H

I

Applications:

arithmetic expressions.

decision processes.

searching.

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

17

© 2010 Goodrich,

TamassiaSlide18

Tree BalanceA binary tree is balanced if every level above the lowest is “full” (contains 2h nodes)In most applications, a reasonably balanced binary tree is desirable.

a

b

c

d

e

f

g

h

i

j

A balanced binary tree

a

b

c

d

e

f

g

h

i

j

An unbalanced binary tree

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

18Slide19

Decision TreeBinary tree associated with a decision processinternal nodes: questions with yes/no answerexternal nodes: decisionsExample: dining decisionWant a fast meal?How about coffee?On expense account?StarbucksSpike’s

Al Forno

Café Paragon

Yes

No

Yes

No

Yes

No

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

19

© 2010 Goodrich,

TamassiaSlide20

Arithmetic Expression TreeBinary tree associated with an arithmetic expressioninternal nodes: operatorsexternal nodes: operandsExample: arithmetic expression tree for the expression (2  (a - 1) + (3  b))+

-

2

a

1

3

b

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

20

© 2010 Goodrich,

TamassiaSlide21

Proper Binary TreeIs a binary tree where the number of external nodes is 1 more than the number of internal nodes.CPSC 3200 University of Tennessee at Chattanooga – Summer 201321Slide22

Proper Binary TreeIs a binary tree where the number of external nodes is 1 more than the number of internal nodes.ABC

D

Internal nodes = 2

External nodes = 2

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

22Slide23

Proper Binary TreeIs a binary tree where the number of external nodes is 1 more than the number of internal nodes.ABC

D

Internal nodes = 2

External nodes = 3

E

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

23Slide24

Proper Binary TreeIs a binary tree where the number of external nodes is 1 more than the number of internal nodes.ABC

D

Internal nodes = 3

External nodes = 3

E

F

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

24Slide25

Proper Binary TreeIs a binary tree where the number of external nodes is 1 more than the number of internal nodes.ABC

D

Internal nodes = 3

External nodes = 4

E

F

G

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

25Slide26

Worst case: The tree having the minimum number of external and internal nodes.

Best case: The tree having the maximum number of external and internal nodes.

Properties of a Proper Binary Tree

1. The number of external nodes is at least

h+1

and at most

2

h

Ex:

h = 3

External nodes = 3+1 = 4

External nodes = 2

3

= 8

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

26Slide27

Properties of a Proper Binary Tree2. The number of internal nodes is at least h and at most 2h-1 Ex: h = 3

Worst case:

The tree having the minimum number of external and internal nodes.

Best case:

The tree having the maximum number of external and internal nodes.

Internal nodes = 3

Internal nodes =

2

3

-1=7

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

27Slide28

Properties of a Proper Binary Tree3. The number of nodes is at least 2h+1 and at most 2h+1 -1 Ex: h = 3

Internal nodes = 3 External nodes = 4----------------------------Internal + External = 2*3 +1 = 7

Internal nodes = 7

External nodes = 8

-----------------------

Internal + External = 2

3+1

– 1 = 15

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

28Slide29

Properties of a Proper Binary Tree4. The height is at least log(n+1)-1 and at most (n-1)/2

Number of nodes = 7h = 3Number of nodes = 15

h = 3

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

29Slide30

BinaryTree ADTThe BinaryTree ADT extends the Tree ADT, i.e., it inherits all the methods of the Tree ADT.Additional methods:position getThisLeft(p)position getThisRightight(p)boolean hasLeft(p)boolean hasRight(p)

Update methods may be defined by data structures implementing the BinaryTree ADT.

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

30

© 2010 Goodrich,

TamassiaSlide31

Linked Structure for Binary TreesA node is represented by an object storingElementParent nodeLeft child nodeRight child nodeNode objects implement the Position ADTBDAC

E

B

A

D

C

E

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

31

© 2010 Goodrich,

TamassiaSlide32

Binary Tree - ExampleCPSC 3200 University of Tennessee at Chattanooga – Summer 201332

© 2010 Goodrich,

TamassiaSlide33

Implementation of the Linked Binary Tree StructureaddRoot(e): Create and return a new node r storing element e and make r the root of the tree; an error occurs if the tree is not empty.insertLeft(v, e): Create and return a new node w storing element e, add w as the the left child of v and return w; an error occurs if v already has a left child.insertRight(v ,e): Create and return a new node z storing element e, add z as the the right child of v and return z; an error occurs if v already has a right child.remove(v): Remove node v, replace it with its child, if any, and return the element stored at v; an error occurs if v has two children

.attach(v, T1, T2): Attach T1 and T2, respectively, as the left and right subtrees of the external node v; an error condition occurs ifv

is not external.

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

33

© 2010 Goodrich,

TamassiaSlide34

Binary Search Tree (BST)Binary trees are excellent data structures for searching large amounts of information. When used to facilitate searches, a binary tree is called a binary search tree. CPSC 3200 University of Tennessee at Chattanooga – Summer 201334Slide35

Binary Search Tree (BST)A binary search tree (BST) is a binary tree in which:Elements in left subtree are smaller than the current node.Elements in right subtree are greater than the current node.107

12

5

9

11

25

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

35Slide36

Traversing the treeThere are three common methods for traversing a binary tree and processing the value of each node: Pre-orderIn-orderPost-order Each of these methods is best implemented as a recursive function.CPSC 3200 University of Tennessee at Chattanooga – Summer 201336Slide37

Tree Traversal (Pre-order)Pre-order: Node  Left  Right ABC

D

E

F

G

A

B

D

E

C

F

G

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

37Slide38

Exercise: Pre-order traversalInsert the following items into a binary search tree.50, 25, 75, 12, 30, 67, 88, 6, 13, 65, 68Draw the binary tree and print the items using Pre-order traversal.CPSC 3200 University of Tennessee at Chattanooga – Summer 201338Slide39

Tree Traversal (In-order)In-order: Left  Node  Right ABC

D

E

F

G

D

B

E

A

F

C

G

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

39Slide40

Exercise: In-order traversalFrom the previous exercise, print the tree’s nodes using In-order traversal.502575

12

30

67

88

6

13

65

68

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

40Slide41

Tree Traversal (Post-order)Post-order: Left  Right  Node ABC

D

E

F

G

D

E

B

F

G

C

A

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

41Slide42

Exercise: Post-order traversalFrom the previous exercise, print the tree’s nodes using Post-order traversal.502575

12

30

67

88

6

13

65

68

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

42Slide43

Inorder TraversalIn an inorder traversal a node is visited after its left subtree and before its right subtreeApplication: draw a binary treex(v) = inorder rank of vy(v) = depth of v

Algorithm

inOrder

(

v

)

if

hasLeft

(

v

)

inOrder

(

left

(

v

))

visit

(

v

)

if

hasRight

(v)

inOrder

(right (

v))

3

1

2

5

6

7

9

8

4

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

43

© 2010 Goodrich,

TamassiaSlide44

Delete a nodeAfter deleting an item, the resulting binary tree must be a binary search tree.Find the node to be deleted.Delete the node from the tree.CPSC 3200 University of Tennessee at Chattanooga – Summer 201344Slide45

Delete (Case 1)The node to be deleted has no left and right subtree (the node to be deleted is a leaf).605070

30

53

65

80

51

57

61

67

79

95

delete(30)

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

45Slide46

Delete (Case 2)The node to be deleted has no left subtree (the left subtree is empty but it has a nonempty right subtree).605070

30

53

65

80

35

51

57

61

67

79

95

delete(30)

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

46Slide47

Delete (Case 3)The node to be deleted has no right subtree (the right subtree is empty but it has a nonempty left subtree).605070

30

53

65

80

25

35

51

57

61

67

79

delete(80)

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

47Slide48

Delete (Case 4)The node to be deleted has nonempty left and right subtree.605070

30

53

65

80

25

35

51

57

61

67

79

95

delete(70)

79

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

48Slide49

Delete (Case 4)The node to be deleted has nonempty left and right subtree.605070

30

53

65

80

25

35

51

57

61

67

79

95

delete(70)

67

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

49Slide50

50Binary SearchBinary search can perform operations get, floorEntry and

ceilingEntry on an ordered map implemented by means of an array-based sequence, sorted by keysimilar to the high-low gameat each step, the number of candidate items is halvedterminates after O(log n) stepsExample: find

(7)

1

3

4

5

7

8

9

11

14

16

18

19

1

3

4

5

7

8

9

11

14

16

18

19

1

3

4

5

7

8

9

11

14

16

18

19

1

3

4

5

7

8

9

11

14

16

18

19

0

0

0

0

m

l

h

m

l

h

m

l

h

l

=

m

=

h

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

© 2010 Goodrich,

TamassiaSlide51

51Binary Search TreesA binary search tree is a binary tree storing keys (or key-value entries) at its internal nodes and satisfying the following property:

Let u, v, and w be three nodes such that u is in the left subtree of v and

w

is in the right

subtree

of

v

. We have key(u) 

key

(

v

)

key

(

w

)

External nodes do not store

items.

An

inorder

traversal of a binary search trees visits the keys in increasing order.

6

9

2

4

1

8

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

© 2010 Goodrich,

TamassiaSlide52

52SearchTo search for a key k, we trace a downward path starting at the root.The next node visited depends on the comparison of

k with the key of the current node.If we reach a leaf, the key is not found.Example: get(

4

):

Call

TreeSearch

(4,root

)

Algorithm

TreeSearch

(

k

,

v

)

if

T.isExternal

(

v

)

return

v

if

k

<

key(

v)

return TreeSearch

(k

,

T.left

(

v

))

else if

k

=

key

(

v

)

return

v

else

{

k

>

key

(v) }

return

TreeSearch

(

k

,

T.right

(

v

))

6

9

2

4

1

8

<

>

=

CPSC 3200

University of Tennessee at Chattanooga – Summer 2013

© 2010 Goodrich,

TamassiaSlide53

End of Chapter 7CPSC 3200 University of Tennessee at Chattanooga – Summer 201353