PPT-Conducting an Operational Risk Audit

Kevin Loughnane ILCU Training Department National Supervisors Forum Westport Co Mayo 5 th November 2011 Purpose of Presentation To provide supervisors with practical knowledge to assist in conducting an operational risk audit in their credit union. Jonathan S. Marashlian -- Managing . Partner. Linda G. McReynolds -- Senior . Attorney. Jacqueline . R. Hankins -- Senior . Attorney. Introduction. Audit Experience: . Represented nearly 20% of all contributors audited since 2012. ISA Implementation Support Module. . Prepared by IAASB Staff (edited). October 2009. . Understanding an ISA Audit. The Clarified ISAs. Elements of the Clarified ISAs, SME audit considerations, and additional aspects of ISA 200. Mortgagees. A Governmental Audit Quality Center Web Event. January 6, 2012. Administrative Notes. Troubleshooting Tips . No Audio?. Ensure that your computer speakers are turned on and turned up.. Check to ensure that audio streaming is enabled on your computer.. Principles and Practices. Security Audit. IT Security Management & Risk Assessment. IT Security Controls, Plans & Procedures. Gregory (Greg) Maltby, PMP, BSCS. October 11, 2010. EECS 710. Technical Security Controls. Presentation. Overview of Risk Management & Internal Audit Framework . KCPL’s Risk Management Framework. Information Security. &. Related Risk. . Financial Risk Management. Operational risk management & Surveillance. Optimising the role of the Chair and . iNEDs. April 2017. www.moorestephens.co.uk. Overview. 2. E. ffective Audit Committees and Risk Committees operate as high performing teams . Ineffective team - 2015. The preface to the clarified AICPA auditing standards:. The primary focus is on issuing an opinion on the . financial statements. .. The steps to develop audit objectives are listed in . Figure 6-1. .. Key Factors in Determining Content. Frequency of Meetings. Understanding Board Expectations. The audit committee charter. The internal audit department charter. Committee members and their backgrounds focusing on any changes since last meeting. Michèle Eisenhuth, Partner, Arendt & Medernach. Jérôme Wigny, Partner, Elvinger, Hoss & . Prussen. ALFI/IFBL/ILA Seminar – 20 & 21 March. . 2012. Table of contents. General principles. kindly visit us at www.nexancourse.com. Prepare your certification exams with real time Certification Questions & Answers verified by experienced professionals! We make your certification journey easier as we provide you learning materials to help you to pass your exams from the first try. kindly visit us at www.examsdump.com. Prepare your certification exams with real time Certification Questions & Answers verified by experienced professionals! We make your certification journey easier as we provide you learning materials to help you to pass your exams from the first try. Professionally researched by Certified Trainers,our preparation materials contribute to industryshighest-99.6% pass rate among our customers. Get complete detail on Cybersecurity Audit exam guide to crack ISACA Cybersecurity Audit. You can collect all information on Cybersecurity Audit tutorial, practice test, books, study material, exam questions, and syllabus. Firm your knowledge on ISACA Certified Cybersecurity Audit and get ready to crack Cybersecurity Audit certification. Explore all information on Cybersecurity Audit exam with number of questions, passing percentage and time duration to complete test. Employee Benefit Plan . Audit Quality Center. AICPA. Michael Auerbach, DOL EBSA . Debbie Smith, Grant Thornton LLP. Josie Hammond, RSM US LLP. Sandi Carrier, Deloitte . Presenters. Today’s topics. DOL update. District and Region Managers. GGA Vision. WHAT - We believe in delivering innovative, fun and relevant programs in a practical and safe environment. . HOW- Our policy and processes for risk provide the ways for managing and reducing risks to...