Virginia Chung MD Chief Pulmonary amp Critical Care Medicine Jacobi Medical Center January 30 2013 OUTLINE Acute respiratory failure Definitions Pathophysiology NIPPV NIV BPAP BiPAP vs CPAP ID: 604256
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NON-INVASIVE VENTILATION IN ACUTE RESPIRATORY FAILURE
Virginia Chung, MDChief, Pulmonary & Critical Care MedicineJacobi Medical CenterJanuary 30, 2013Slide2
OUTLINEAcute respiratory failureDefinitions, Pathophysiology
NIPPV / NIV / BPAP / BiPAP vs CPAPIndications / ContraindicationsUse of NIV in: COPD, Severe Asthma, CAP, ARDS, APE/CHF, DNI/DNRSummary of RecommendationsSlide3
Respiratory failure is a syndrome where the respiratory system fails in one or both of its gas exchange functions: oxygen uptake and carbon dioxide elimination.Respiratory failure may be acute or chronic.
While acute respiratory failure (ARF) is characterized by life-threatening derangements in ABGs and acid-base status, manifestations of chronic respiratory failure are less dramatic and may not be as readily apparent.BACKGROUNDSlide4
Respiratory failure can be classified as HYPOXEMIC or HYPERCAPNIC and may be ACUTE or CHRONIC.TYPE I
: Hypoxemic Respiratory Failure is characterized by a PaO2 < 60 mmHg with a normal or low PaCO2. Most common form of respiratory failureCan be associated with virtually all acute diseases of the lungExamples: pulmonary edema, pneumonia, ARDS, PE
CLASSIFICATIONSlide5
TYPE II : Hypercapnic respiratory failure is characterized by a PaCO2 of > 50 mmHg. Hypoxemia is common in patients with Type II failure who are breathing room air.
pH depends on the serum bicarbonate level, which, in turn, is dependent on the duration of the hypercapniaExamples: opiate overdose, neuromuscular disease, status asthmaticus, severe COPD. CLASSIFICATIONSlide6
Acute hypercapnic respiratory failure develops over minutes to hours; therefore, pH < 7.3.Chronic hypercapnic respiratory failure develops over several days or longer, allowing time for renal compensation and an increase in serum bicarbonate concentration; pH is only slightly decreased.
Acute vs. Chronic Hypercapnic
Respiratory
FailureSlide7
Hypoxemic Respiratory Failure Hypoxemia can be caused by any one of these four mechanisms: Ventilation-Perfusion (V/Q) mismatch, Shunt, Diffusion Impairment, and Hypoventilation.
V/Q mismatch is the most important and common mechanism. Areas of low ventilation relative to perfusion (low V/Q units) lead to hypoxemia. Shunts can be intracardiac or intrapulmonary.
PATHOPHYSIOLOGYSlide8
PneumoniaCardiogenic Pulmonary Edema (CHF)Non-cardiogenic Pulmonary Edema (ARDS, seizure)Pulmonary Fibrosis (IPF, sarcoidosis)
COPD / AsthmaPneumothoraxPulmonary EmbolismPulmonary Arterial Hypertension (Primary, Scleroderma)Pneumoconiosis (Coal-workers)
Causes
of
Hypoxemic Respiratory
FailureSlide9
Hypersensitivity PneumonitisCongenital Heart DiseaseBronchiectasisFat Embolism Syndrome
KyphoscoliosisObesityMassive Pleural EffusionsPulmonary Hemorrhage
Causes
of
Hypoxemic Respiratory
FailureSlide10
Causes
of Hypercapnic Respiratory Failure
COPD
Status Asthmaticus
Drug Overdose
Poisonings
Myasthenia gravis
Guillain-Barre
Head and Cervical Cord Injury
Poliomyelitis
Polyneuropathy
Primary Alveolar Hypoventilation
Obesity Hypoventilation Syndrome
Severe Pulmonary Edema
Severe ARDS
Myxedema
TetanusSlide11
Two types of acute respiratory failure:Type I : Hypoxemic , where PaO2 < 60 mmHgType II : Hypercapnic , where PaCO2 > 50 mmHg
NB* : for status asthmaticus, PaCO2 > 40 mmHg signifies hypercapnic respiratory failure.V/Q mismatch is the most common mechanism for both types of respiratory failure.Many conditions can cause both hypoxemia and hypercapnia : e.g., COPD, Obesity, ARDS, severe pulmonary edema, neuromuscular disorders.Avoid worsening hypercapnia by judiciously giving the patient supplemental oxygen.Some patients may require NIPPV or mechanical ventilation.
SUMMARYSlide12
NIPPV / NIV / BPAP/ BiPAPSlide13
BiPAP GraphicsSlide14
BENEFITS OF NIV
Symptomatic relief of dyspneaCorrection of gas exchange
Improve lung mechanics
Facilitate sleep
Correct mental status
Pre-oxygenate for intubation
Prevent ETI
Avoid
complications of ETI
VAP
Sepsis/shock
Tracheostomy
GI bleed
DVT
Decrease mortality associated with respiratory failure
Use NIV in the place of IMV
Assist DNI patients with respiratory failureSlide15
PHYSIOLOGIC MECHANSIMS
Unload respiratory muscles inspiratory cycle: hyperinflation >> respiratory muscle shortening/disadvantageDecreased compliance of respiratory system
NIPPV
= augments respiratory effort, Increases Vt, decreases RR
Overcome intrinsic peep
intrinsic peep>> difficulty in generating pressure gradient for flow
CPAP
Stent open lower airway
expiratory cycle
CPAP to reduce obstruction
Stent open upper airway
CPAPSlide16
PHYSIOLOGIC MECHANSIMSReduce CO2 production
NIPPVImprove gas exchange by decreasing atelectasis CPAP/NIP
Reduce negative intra-thoracic pressure swings
CPAP
Redistribute pulmonary edema
CPAP/NIPPV
Increase CO
by decreasing effective LV afterload
CPAPSlide17
Contraindications for NIVAbsolute contraindications:Coma
Cardiac arrestRespiratory arrestAny condition requiring immediate intubationOther contraindications (rare exceptions)Cardiac instability (shock+need for vasopressors, ventricular dysrhythmias, complicated AMI)GI bleeding – intractable emesis, uncontrolled bleedingSlide18
Contraindications for NIVInability to protect airway impaired cough or swallowing
poor clearance of secretionsdepressed sensorium and lethargyStatus epilepticusPotential for upper airway obstructionExtensive head / neck tumorsAny other tumor with extrinsic airway compromiseAngioedema or anaphylaxis causing airway compromiseSlide19
Candidates for NIVPatient cooperative (excludes agitated, belligerent, comatose patients)Dyspnea (moderate to severe, short of respiratory failure / agonal breathing)
Tachypnea (rr> 24 /min)Increased work of breathing (+accessory muscle use, pursed lip breathing)Hypercapnic respiratory acidosis (pH range 7.10 – 7.35)Hypoxemia (PaO2/FiO2 < 200 mm Hg, best in rapidly reversible causes for hypoxemia)Slide20
Suitable Clinical Conditions for NIVMost patients with :COPD
Cardiogenic pulmonary edemaSelected patients with :CAP + COPDAsthma / CFDecompensated OSA/OHS, cor pulmonaleARDSImmunocompromised state / mild PCP
Neuromuscular respiratory failure
DNI +/- DNR status
Post extubation COPD / post –op respiratory failureSlide21
NIV: utilization classification
mandatory ventilationAlternative to intubation
severe ARF, meet criteria for IMV
Failed medical
treatment
Trials: NIV vs IMV after failed MT
Primary outcome: mortality
supportive ventilation
Prevent intubation
mild-to-moderate ARF/does not meet criteria
for IMV
Trials: NIV+MT vs MT
Primary outcome: intubationSlide22
NIV: utilization classificationprophylactic ventilation
To prevent ARF in patientsno substantial impairment of gas exchange
Trials: NIV+MT vs MT
Primary outcome: Blood gas values, FEV1, etc
other purpose ventilation
bronchodilation
Pre-oxygenation
Facilitate sleepSlide23
NON-INVASIVE VENTILATION FOR ACUTE EXACERBATIONS OF
COPD BROCHARD, MANCEBO, WYSOCKI: NEJM, 1995 SUPPORTIVE VENTILATION RCT
COPD with exacerbation of dyspnea > two days and at least two of the following:
RR>30
PaO2 < 45 mm Hg
pH < 7.35 after > 10 min on RA
EXCLUSION CRITERIA
RR
< 12 breaths, sedative drugs within the previous 12 hours
CNS
disorder unrelated to hypercapnic encephalopathy or hypoxemia
Cardiac
arrest (within the previous five days)
Cardiogenic
pulmonary
edema
Asthma
INCLUSION CRITERIASlide24
NON-INVASIVE VENTILATION FOR ACUTE EXACERBATIONS OF COPD
BROCHARD, MANCEBO, WYSOCKI: NEJM, 1995 SUPPORTIVE VENTILATION RCT
kyphoscoliosis
as the cause of chronic respiratory failure
neuromuscular disorder as the cause of chronic respiratory failure
Upper airway
obstruction,
facial deformity, tracheotomy
need for immediate intubation = a clear cause of decompensation requiring specific treatment (e.g., peritonitis, septic shock,
AMI)
pulmonary thromboembolism
pneumothorax
,
hemoptysis
severe
pneumonia
recent
surgery or
traumaSlide25
Primary outcome: need for intubationSecondary outcomes:
LOS hosp, complications, length of MV, in hosp mortalityStandard treatment arm`O2 via NC up to 5 liters for target sat > 90%Medications: SQH, antibiotics, bronchodilators, IV corticosteroids or aminophyllineNIPPV treatment arm:
same as above and
BIPAP at least 6 hours/day, NC for at least 2 hours/day
IP=20,
EP=0
, flow cycled, PAC if patient is apneicSlide26
Primary outcome: need for intubationSecondary outcomes: LOS hosp, complications, length of MV, in hosp mortality
Major Criteria for intubation: respiratory arrest, pauses with LOC, gasping, requiring sedation, HR<50 with lethargy, SPB<70Minor Criteria for intubation: RR> 35 and > on admission, pH < 7.3 and < admission, PaO2<45 despite O2, worsening MSOne Major Criteria or 2 Minor Criteria after one hour of RX would be indication for intubation.In the NIPPV group if 2 minor criteria met off NIV, they can be placed back on it. But if problem persisted then intubation performedSlide27
NIV for acute exacerbations COPD Brochard, NEJM, 1995Slide28
Primary outcome: need for intubation 85 patients total
42 standard rx (ST) group 31 intubated (74%)43 NIPPV rx group
11 intubated (26%)
ARR = 48%, NNT= 2
Major criteria for intubation met by 10/31 (ST) and 8/11 (NIPPV)
At 1 hour:
NIPPV group:
improved encephalopathy, rr, PaO2, pH
Standard group:
worsening enceph, PaCO2, pHSlide29
Encephalopathy score
1= mild asterixis, 2= marked asterixis, mild confusion, sleepy during the day3= major confusion with daytime sleepiness or agitationSlide30
Primary outcome: need for intubation
Need for intubation was associated with: Higher SAP scores Higher encephalopathy scores on admission.
On admission
prior to randomization
:
ST 1.6
NIPPV 1.8
At one hour:
the scores worsened in ST
1.9
improved in NIPPV
1.5 (and 0.8 at 12h)
Results:
ST group
no
ETI = 0.7
;
+ETI =
1.9
NIPPV group
no
ETI = 1.6;
+
ETI =
2.5Slide31
NON-INVASIVE VENTILATION FOR ACUTE EXACERBATIONS OF COPD
BROCHARD, MANCEBO, WYSOCKI: NEJM, 1995 SUPPORTIVE VENTILATION RCTSuccess probably related to rapid improvement in encephalopathy
Mortality: ST 29% (32% intubated)
NIPPV:
9% (25% intubated)
Complications in ST 48%, NIPPV 16
%
NIPPV
group: average
NIPPV
= 4 days; average MV = 25 days
ST group:
average
MV =17 d
LOS: ST
35 days,
NIPPV
23 daysSlide32
Noninvasive positive pressure ventilation in acute respiratory failure due to COPD vs other causes:Ritesh Agarwal, Rajesh Gupta, Ashutosh N Aggarwal, Dheeraj Gupta
SUPPORTIVE VENTILATION: Both hypoxic and hypercapnic patients responded to NIV:
COPD patients improved their PCO2 and pH
PNA/ARDS patients improved their PAO2
Avoided ETI
in 87% of COPD patients and 61% all other
etiologies
Mortality:
12% in COPD, 18% other etiologiesSlide33
Non-invasive positive pressure ventilation in acute respiratory failure due to COPD vs other causes:
R Agarwal, R Gupta, A N Aggarwal,
D Gupta:
Supportive ventilation
MIXED POPULATION STUDY
P
rimary outcome:
NIPPV failure
defined
as inability to stabilize or improve in 60
min
gas
exchange
dyspnea
mental statusSlide34
Noninvasive positive pressure ventilation in acute respiratory failure due to COPD vs other causes:Ritesh Agarwal, Rajesh Gupta, Ashutosh N Aggarwal, Dheeraj Gupta
Etiology is the only independent predictor of outcome: STUDIES WITH MIXED POPULATIONS ARE VIRTUALLY MEANINGLESSNIPPV failure rate is very high in Pneumonia, ARDS:
transient
improvement in
RR, HR
and blood gas parameter does
occur
the
underlying process such as sepsis or pneumonia is
not affected
by
NIPPV
improvement
with antibiotics
and other
supportive measures takes at least
24- 48 hours which can
cause late NIPPV failure despite an improvement in
the first few hoursSlide35
RECOMMENDED ALGORITHMNoninvasive ventilation in acute exacerbations
of COPDM.W. Elliott, Eur Respir Rev 2005Slide36
Factors for NIV Failure
NIPPV failure: likely to need intubationAPACHE 2 score higher than 29
Higher PaCO2 on admission (>85)
Lower pH
( 7.2 or less
) leads to higher intubation rates but not worse outcomes
Failure to reduce PaCO2 in 1-2 hours
often
related to air leak/poor
interface
Hypercapnic encephalopathy
Asynchrony, copious secretions
Despite higher ETI in the likely to fail group this did not lead to higher mortality from trial of NIVSlide37
SEVERE ACUTE ASTHMA Increased WOB secondary to
inspiratory cycle: hyperinflation expiratory cycle: airway obstruction Increased CO2 production secondary to increased WOB Decreased CO2 elimination Mucus plugging resulting in atelectasis and hypoxemia
Rational for BPAP/CPAP: unload respiratory muscles during inspiration and reduce obstruction with CPAP: airway stenting
Improve gas exchange by eliminating atelectasis, distribute BD’sSlide38
A Pilot Prospective, Randomized, Placebo-Controlled Trial of Bilevel Positive Airway Pressure in Acute Asthmatic Attack,
Arie Soroksky, MD, Chest 2003 PROPHYLACTIC VentilationPatients in ED
Nasal BPAP at EPAP 5, IPAP 8-15
pH both groups 7.4, PCO2= 34
FEV1
37%
57% pred in NIV group
34%
44% pred in control
Also significant improvement in ED d/c rates, RRSlide39
A Prospective RCT on the Efficacy of Noninvasive Ventilation in Severe Acute Asthma
: Dheeraj Gupta MD DM, 2010 SUPPORTIVE VentilationClearly not the most severe status asthmaticus group but initial FEV1= 23% pred and RR 37, P/F ratio < 300 and normocapnea
25 pt in each arm treated
in a respiratory ICU
Does
not
show significant statistical differences in improvement of FEV1, RR, or P/F ratio between the two groups
+ trend toward a quicker reversal of bronchial obstruction= 50% improvement in (FEV1) at 4 hours of treatment (64% vs 86%)Slide40
A Prospective RCT on the Efficacy of Noninvasive Ventilation in Severe Acute Asthma: Dheeraj Gupta MD DM, 2010 SUPPORTIVE Ventilation
Shorter ICU stay (median 10 h vs 24 h) and hospital stay (median 38 h vs 54 h)Lower doses of BD were used in NIV group4 pts in med arm had treatment failure but improved with NIV (masking potential benefit of NIV arm or need for intubation) (no one in the ST group was intubated)2 patients on NIV required IMV for respiratory fatigue, hypoxia, and agitation
There was no mortality in either groupSlide41
Noninvasive Positive Pressure Ventilation in Status Asthmaticus, Meduri, G:
Chest 1996MANDATORY VENTILATION
17 patients with severe asthma exacerbation, not improved with medical management, and not immediately intubated in ED.
Average pH 7.25, PCO2 67
2 required intubation due to rising PCO2
There were no controlsSlide42
Non-invasive mechanical ventilation during status asthmaticus: M.M. Fernandez 2001 MANDATORY VENTILATION
Retrospective Observational Cohort Study
Status defined as
:
hr > 140/min, +dyspnea, +accessory muscle use,
rr >35/min, pulsus paradoxus >18 mmHg, PEF <100 l/min,
hypercapnia
14 medically managed
patients improved and did not need MV or NIMV
5/11 MV
patients intubated in ED
NIMV
not started until
patients arrived
in
ICU
22
pts were started on
NIMV
(CPAP 7 and BIPAP 10/5)
because their
PCO2
was
rising (53
63)
3
were later intubated, 1/3 died of VAP, no other complications were
noted Slide43
Non-invasive mechanical ventilation during Status Asthmaticus: M.M. Fernandez
RR declined more slowly than in the MV both PCO2 and RR did not improve at tx to ICU but improved rapidly after NIV initiation
All blood gases
eventually
normalized
P/F ratio:
MV 212 improved to 285
NIV 261 improved to 292
Medical group 314 improved to 324
Overall:
some improved with med therapy
severe cases required intubation
moderate cases were not harmed by NIVSlide44
SUMMARY of RESULTS: NIV for ASTHMA
Some patients need to be intubated immediately: NIV is Contraindicated:CAChemodynamic or electrical instabilitylife threatening hypoxemia
AMS
Severe respiratory acidosis
is a relative contraindication
“Mandatory Ventilation”
Has no RCT associated with it.
Meduri and Fernandez retrospective studies show that a trial of NIV can correct impaired gas exchange (pH 7.2, 7.25) without increasing risk to patient.Slide45
SUMMARY of RESULTS: NIV for ASTHMA
“Supportive Ventilation” one RCT
Did
not show significant differences in improvement of
FEV1
, RR, or P/F ratio
Did
show decreased ICU and hospital los, Intubation rates ? increased
“Prophylactic Ventilation
”
one
RCT
Significant
differences in improvement of FEV1 and rr
“Inhaler
ventilation/
bronchodilator
delivery”
Some
significant improvement in FEV1 with or without BD’sSlide46
Non-invasive pressure support ventilation in severe CAP, Jolliet, Intensive care medicine, 2001, Observational study: SUPPORTIVE VENTILATION
Oxygenation and RR improved in allDrager: PS 15/PEEP5Only 5 pts wore NIV continuously
Effects of NIV dissipated 30m post d/c
Likely effect of NIV: recruitment, reduction in dyspnea, RR, WOB, oxygen consumption, improved gas mixing on inspiration.
16/24 were intubated
Mortality IMV= 8/16, NIV only 0/8
Difference on admission between groups only in average age ETI 55, NIV only 37
COPD, APE, restrictive lung dz patients were excluded
.Slide47
NIV for PNA SUMMARY of FINDINGS
4 trials: observational, supportive RCT x 2, mandatory RCT x 1Supportive ventilation 1 RCTDecreased mortality and intubation rates for PNA + COPDIncreased mortality for non- COPD patients
Supportive ventilation 2 RCT
Decreased mortality and intubation rates
Decreased HAP, septic shock
Supportive ventilation 3 observational
Decreased mortality in patients not requiring intubation 0/8 vs 8/16
ETI patients 16/24 were older
Mandatory Ventilation
8/8 patients in the NIV arm were intubated
Mortality trended toward better in NIV groupSlide48
Observational case-control study of non-invasive ventilation in patients with ARDS, Domenighetti, G Mandatory Ventilation
24 patients with ARDS: matched for age SAP score, P/F and pH 12 placed on NIV,
12 immediately ETI
NIV
failed in 4/12
patients secondary to distant organ failures.
NIV
success
patients had:
reduced cumulative time on ventilation ; reduced los in ICU
After the first 60h of ventilation:
PaO2: NIV= 146 +/- 52 mmHg vs ETI= 109 +/- 34 mmHg; p = 0.05
ICU mortality rate did not differ significantly between the groups but tended to be higher in the NIV group.Slide49
NIV for ARDS/ALI
No RCT dedicated to ARDS/ALIOther trials:Ferrer:
intubation rates NIV 6/7, control 8/8
mortality rates NIV 71%, control 88%
Antonelli: Multicenter Survey
:
SAPS > 34 and P/F < 175 after 1 hour NIV associated with need for ETI
Sameer Rana: ALI: cohort study: predictors of failure
Shock
but not
sepsis, lactic acidosis
Severe hypoxemia PaO2/FiO2 < 147
Higher
Vt, minute ventilation causing lung
injury
Patients
who failed
had a higher
mortality than predicted by
APACHE scoreSlide50
Cardiogenic pulmonary edema The Rational: effects of CPAP/PS
augmentation of cardiac output and oxygen delivery improved functional residual capacity improved respiratory mechanics decreased left ventricular afterloadSlide51
Redistribution of H2O
Application of CPAP/PEEP to the edematous lung decreases intra-alveolar fluid volume moves of water from interstitial spaces where gas exchange occurs (between the alveolar epithelium and pulmonary capillary endothelium) to the more compliant interstitial spaces (peribronchial and hilar regions)
Redistribution of interstitial water improves oxygenation, lung compliance and V/Q matching. Slide52
Increasing FRCCPAP/PEEP results in an increased FRC by two distinct mechanisms:
10 cm H2 O or less increases the volume of patent alveoli10 cm H2 O or more is generally responsible for alveolar recruitmentSlide53
Effects of Nasal CPAP on Cardiac OutputD M Baratz
Responders vs non responders Mean PCWP
26
vs 27
HR 92 vs 109, EF 30 vs 23%
Non responders c/w responders had higher HR, lower EF. were more preload dependentSlide54
Ventilatory and hemodynamic effects of CPAP in left heart failure
. Lenique F, Habis M, Lafosa F, et al. Nine patients with acute heart failure
PCWP >18, CI < 2.8
CPAP pressures 5, 10
Results: no change in SV or CO
lung compliance from 60 to 87
WOB 18 j/min to 12 j/min
+ reduction in LVEDP
no change in CO notedSlide55
CPAP vs. BIPAPThere appears to be trend in mortality benefit in BIPAP vs. CPAP
No difference measured in avoidance of IMVIncreased incidence of ACS may be attributable to: Lower PEEP levels used for BIPAP vs. CPAP
ability to reduce PaCO2 and vasoconstrict more readily with BIPAP than CPAP
Asynchrony of patient with BiPAPSlide56
Gray, NEJM, 2008Slide57Slide58
Clinical practice guidelines for the use of noninvasivepositive-pressure ventilation and noninvasive continuous
positive airway pressure in the acute care settingSean P. Keenan , MD, CMAJ, 2011Pooled treatment failure: NIPPV RR 0.36, 95% CI 0.25–0.51
CPAP RR 0.23, 95% CI 0.17–0.32
T
rend toward lower hospital mortality
NIPPV RR 0.84, 95% CI 0.63–1.13
CPAP RR 0.73, 95% CI 0.51–1.05Slide59
Treatment of patients with DNI statusTwo basic usesFor prolonged survival: Very effective in COPD and CPE
Hospital survival rates > 50%High failure rates in hypoxemic respiratory failure, post-op and end stage cancer.For palliation of dyspnea or delay of death for arrival of family memberCan be applied to any underlying diagnosisReassess that palliation has actually occurred.Slide60
Evidence for efficacy and strength of recommendation: Noninvasive ventilation in acute respiratory failureNicholas S. Hill, MD; John Brennan, MD; Erik Garpestad, MD; Stefano Nava, MD 2007
Strength of RecommendationRecommended: first choice for ventilatory support in selected patients
Guideline:
can be used in appropriate patients but careful monitoring advised
Option:
suitable for a very carefully selected and monitored minority of patients.
Level of evidence
A:
multiple randomized controlled trials and meta-analyses
B:
more than one randomized, controlled trial, case control series, or cohort studies
C:
case series or conflicting data