PDF-Operational Risks and Your Custodian: A Perfect Match? November 2014

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Hewitt EnnisKnupp An Aon Company

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Operational Risks and Your Custodian: A Perfect Match? November 2014: Transcript

Hewitt EnnisKnupp An Aon Company. Revising& November November November November PI/PDsrole November November November Novemberstatement Grigore. . Rosu. and Andrei . Stefanescu. University of Illinois, USA. Operational Semantics. Operational Semantics. Easy to define and understand. Can be regarded as formal “implementations”. Require little mathematical knowledge. June 18, 2014. Final Tally for FY 14. We are currently missing approximately 3.5% of the inventory (5.7% last year). The total value of the UB book inventory is approximately $9,451,000. . All . inventory items with a unit value over $5,000 have been accounted for (fourth year in a row). . Attributes, Roles and Responsibilities. H. . Gruberg. , S. . Padulosi. and G, . Meldrum. . 1. a . perspective. . from. . the. . Andean. . R. egion. Outline. Introduction. Cachilaya. case . study. Hewitt EnnisKnupp, An Aon Company Presentation to . AMEDA. :. Role of DFM CSD in Managing Corporate Actions. DFM’s. Settlement Model . April 2012. www.dfm.ae. 1. Role of DFM CSD in Managing Corporate Actions. DFM operates a central securities depository for equities & listed bonds in dematerialized form. WHO WE ARE. Gary Adkins - Supervisor. Kennedy Banks - Custodian. Margret . Bruer . - Custodian. James Karlen - Custodian. Gary “Scotty” Scott – Custodian. Billy Smith - Custodian. WHEN WE WORK. 1. Objectives. To understand the duties and responsibilities assigned to departmental property custodians and gain overview of property management.. 2. Topics. Who is Responsible?. Who are the departmental Property Custodians?. Ruthanne Leishman, MPH RN UNOS; Darren . Stewart, . MS. ,. UNOS; . Anna Kucheryavaya, . MS, . UNOS; Liz . Robbins . Callahan, . Esq. ,. UNOS. Tuomas Sandholm, . PhD. ,. . Carnegie Mellon . University; Mark Aeder, . Das (UIUC). , . Nikita Borisov (UIUC. ),. Matthew Caesar (UIUC). Do You Hear What I Hear? Fingerprinting Smart Devices Through Embedded Acoustic Components. 1. CCS . 2014. November 4, 2014. 2. Smartphone Usage. Das (UIUC). , . Nikita Borisov (UIUC. ),. Matthew Caesar (UIUC). Do You Hear What I Hear? Fingerprinting Smart Devices Through Embedded Acoustic Components. 1. CCS . 2014. November 4, 2014. 2. Smartphone Usage. Dechert. Francine Rosenberger. , General Counsel, . Steben. & Co.. Karen Huey. , Founder/CEO, Professional Compliance Assistance, Inc.. Custody of Client Assets. 2. “Custody” means holding, directly or indirectly, client funds or securities or having any authority to obtain possession of them and includes actual possession, automatic fee billing arrangements, or being the general partner of a pooled investment vehicle client. Generally, Rule 206(4)-2 provides that it is a fraudulent practice for an adviser to have custody of client assets unless:. Personal Health Information Protection ActSeptember 2015This Frequently Asked Questions FAQ provides a general overview of the Personal Health Information Protection Actand Regulation 329/04 The infor Third Party Custodian

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