Resources to Assist with Review of Public
Description: Resources to Assist with Review of Public Financial Disclosure Reports Resources Mentioned during the Training Public Financial Disclosure Guide (PDF) Public Financial Disclosure Guide (HTML) Analyzing Potential Conflicts of Interest Legal
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slide1. Resources to Assist with Review of Public Financial Disclosure Reports<br>
slide2. Resources Mentioned during the Training Public Financial Disclosure Guide (PDF)
Public Financial Disclosure Guide (HTML)
Analyzing Potential Conflicts of Interest
Legal Research Search Collection
Professional Ethics Practitioner Certificate
Integrity User Resources<br>
slide3. Institute for Ethics in Government Resources Distinguishing EIFs v. Exemptions for Mutual Funds
How to Research Financial Instruments for Public Financial Disclosure Reviewers
Public Financial Disclosure Curriculum (May 2020)
Public Financial Disclosure Review: Advance Financial Instruments
Public Financial Disclosure Review: Complex Financial Instruments<br>
slide4. Legal Advisories -Mutual Funds -Cryptocurrency Diversified and Sector Mutual Funds
00x8: Diversified and Sector Mutual Funds
DO-00-030: Diversified and Sector Mutual Funds
LA-15-09: Diversified and Sector Real Estate Funds (Exemption under 5 CFR 2640.201)
LA-19-06: Treatment of Information Technology and Internet Funds for Purposes of the Regulatory Exemptions to 18 USC 208
LA-22-03: Thrift Savings Plan Mutual Fund Window; Financial Disclosure and Conflicts of Interest Considerations
Cryptocurrency, Stablecoins, and Related Investments
LA-18-06: Guidance for Reporting Virtual Currency on Financial Disclosure Reports
LA-22-05: Financial Disclosure Reporting Considerations for Collectible Non-Fungible Tokens and Fractionalized Non-Fungible Tokens
LA-22-04: Application of the Securities and Mutual Fund Exemptions to Cryptocurrency, Stablecoins, and Relate Investments
LA-23-12: Identifying and Preventing Violations of 18 USC 208 Arising from Digital Asset Ownership
LA-24-02: Bitcoin Exchange-Traded Products<br>
slide5. Program Advisories, Legal Advisories, and Letters to Ethics Officials Financial Disclosure
PA-11-04: Financial Disclosure Certification
PA-18-03: Prompt Release of Public Financial Disclosure Reports
DO-08-026: Tips for Public Financial Disclosure Termination
LA-23-08: Increased Gifts and Travel Reimbursements Reporting Thresholds for Financial Disclosure Reports
81x3: Who is Required to File Public Financial Disclosure Reports
91x6: Determining Who Must file a Public Financial Disclosure Report<br>
slide6. Job Aids for 278e’s 529 Reporting (PDF)
Periodic Transaction Reports (PDF)
Sector Funds (PDF)
Reporting Retirement Plans (PDF)
Certificate of Divestiture (CD) Fact Sheet (PDF)
Determining if an Investment Fund is Registered under the 1940 Act (PDF)
Summary Chart Memo-Comments-Public Annotations-Endnotes-Documents<br>
slide2. Resources Mentioned during the Training Public Financial Disclosure Guide (PDF)
Public Financial Disclosure Guide (HTML)
Analyzing Potential Conflicts of Interest
Legal Research Search Collection
Professional Ethics Practitioner Certificate
Integrity User Resources<br>
slide3. Institute for Ethics in Government Resources Distinguishing EIFs v. Exemptions for Mutual Funds
How to Research Financial Instruments for Public Financial Disclosure Reviewers
Public Financial Disclosure Curriculum (May 2020)
Public Financial Disclosure Review: Advance Financial Instruments
Public Financial Disclosure Review: Complex Financial Instruments<br>
slide4. Legal Advisories -Mutual Funds -Cryptocurrency Diversified and Sector Mutual Funds
00x8: Diversified and Sector Mutual Funds
DO-00-030: Diversified and Sector Mutual Funds
LA-15-09: Diversified and Sector Real Estate Funds (Exemption under 5 CFR 2640.201)
LA-19-06: Treatment of Information Technology and Internet Funds for Purposes of the Regulatory Exemptions to 18 USC 208
LA-22-03: Thrift Savings Plan Mutual Fund Window; Financial Disclosure and Conflicts of Interest Considerations
Cryptocurrency, Stablecoins, and Related Investments
LA-18-06: Guidance for Reporting Virtual Currency on Financial Disclosure Reports
LA-22-05: Financial Disclosure Reporting Considerations for Collectible Non-Fungible Tokens and Fractionalized Non-Fungible Tokens
LA-22-04: Application of the Securities and Mutual Fund Exemptions to Cryptocurrency, Stablecoins, and Relate Investments
LA-23-12: Identifying and Preventing Violations of 18 USC 208 Arising from Digital Asset Ownership
LA-24-02: Bitcoin Exchange-Traded Products<br>
slide5. Program Advisories, Legal Advisories, and Letters to Ethics Officials Financial Disclosure
PA-11-04: Financial Disclosure Certification
PA-18-03: Prompt Release of Public Financial Disclosure Reports
DO-08-026: Tips for Public Financial Disclosure Termination
LA-23-08: Increased Gifts and Travel Reimbursements Reporting Thresholds for Financial Disclosure Reports
81x3: Who is Required to File Public Financial Disclosure Reports
91x6: Determining Who Must file a Public Financial Disclosure Report<br>
slide6. Job Aids for 278e’s 529 Reporting (PDF)
Periodic Transaction Reports (PDF)
Sector Funds (PDF)
Reporting Retirement Plans (PDF)
Certificate of Divestiture (CD) Fact Sheet (PDF)
Determining if an Investment Fund is Registered under the 1940 Act (PDF)
Summary Chart Memo-Comments-Public Annotations-Endnotes-Documents<br>