PPT-When things go wrong: reducing the risk of FCA enforcement action

Birmingham 2016 Insurance and Financial Services Conference Wednesday 18 June 2016 Jonathan Newbold Partner Adam Edwards Associate Outcomes Gain insight into what the FCA can do when faced with serious . risk. Gianni . Baroncini. Valerio Meloni. 1. Wrong way . risk. Definition. Examples. Regulation. Measuring. Management. 2. Wrong way . risk. This type of risk occurs when exposure to a counterparty is . S PAVAN . KUMAR . B.Com, FCA. EXPORT / IMPORT OF . SERVICES UNDER NEGATIVE LIST . BASED TAXATION. 1. Until June 30, 2012 the levy of service tax was applicable only on 119 notified services.. With effect from July 1, 2012, service tax is being levied on all services unless they are covered by any of the entries in the negative list or are otherwise exempted.. Michael O. Ball. David J. Lovell. Collaborative Approaches to the Application of . Enroute. Traffic Flow Management Optimization Models. Weather in the NAS. 2. Weather is unpredictable. How long will it last? . Chance of Recovery: . What’s on the Radar with the . FCA. and the 60 Day Overpayment Rule. Christopher . Melton . & Jennifer Wintergerst. Wyatt, Tarrant, & Combs, LLP. Paradigm Shift from Compliance to Recovery. success. Project Team:. Vicky Mabin. James Richard. Heike Schänzel. Robyn Moore. Marina Dobrovolskaya. Showcasing . Teaching . Excellence . Goals. – To recognise good teaching and raise teaching standards across the FCA. Fuzzy. FCA. ICFCA 2013. Dresden, Germany. Juraj. . Macko. , . Palacky. University, Olomouc, Czech Republic. User-Friendly . Fuzzy. FCA. is oxymoron.. Isn’t it? . . User-Friendly . Charlotte Henry (Senior Associate). Anushka. . Herath. (Senior Associate). Norton Rose Fulbright LLP. 4 June 2014. . . Agenda. . 1. The . FCA’s. review of . RDR. implementation: the key messages. FCA s166 Skilled Person Reviews . 4 March 2016. Mark Davies. Associate Director. Financial Services Group. T: . 020 7865 2134. E: . mark.j.davies@uk.gt.com. Agenda. 01 . s166. Skilled Person Reviews – overview and statistics. Protect Golf Day, 21 June 2016. Richard Bostock, FLA. Tiger. Bostock. Introduction. Firms will now need to review the use of the . core terms exemption. in its amended form – initial prices are now assessable if they are not . Compliance Update. Iain Stephen. Jt. CEO Compliancy Services. 24. th. November 2016. www.compliancy-services.co.uk. @. compliancysrvcs. Todays topics. FCA Business plan 2016/2017. . 2016 updates. Complaints. Matthew Anderson, Midwest Regional Forester. Partners In Action 2015. June 23-25, 2015, Ho Chunk . Gaming—Wisconsin Dells, . Baraboo, Wisconsin. Objectives. Understand civil cases vs. criminal cases.. 2015 . American Health Lawyers . Association . Fraud and Compliance . Forum. Presented by:. Ben Berkowitz. Keker. . & Van Nest LLP. San Francisco, California. Brian Stimson. Alston & Bird LLP. La gamme de thé MORPHEE vise toute générations recherchant le sommeil paisible tant désiré et non procuré par tout types de médicaments. Essentiellement composé de feuille de morphine, ce thé vous assurera d’un rétablissement digne d’un voyage sur . When things go wrong: reducing the risk of FCA enforcement action Birmingham 2016 Insurance and Financial Services Conference Wednesday, 18 June 2016 Jonathan Newbold, Partner Adam Edwards, Associate Outcomes Gain insight into what the FCA