PPT-ESOP Fiduciary Responsibility for Value Determination

Gregory E Kniesel ASA Managing Director Value Management Inc 770 262 7259 gekvaluemanagementinccom Emily Rickard Associate McDermott Will amp Emery LLP 202 756 8370 Erickardmwecom. Fiduciary Responsibility with regard to the qualified retirement plan. It’s a functional role. Fiduciaries include those who render investment advice for any form of compensation, although they m Sixth Annual ESOP U Conference. August 15 - 16, 2013. Carolinas Chapter- Pinehurst Resort. Susan . Petrinena. and Ed Llano Nancy Mills-Smith. Swerdlin & Company K2 Solutions. Summer ESOP Conference. The Repurchase Obligation. 1. ESOP Repurchase Obligation. Represents a closely held company’s obligation to buy back . shares . of stock from . ESOP participants. Future Distribution Funding. The ESOP Association. 2013 Las Vegas Conference & Trade Show. November 7-8, 2013. Victor Alam, Esq.. Menke & Associates, Inc.. San Francisco, CA. Susan Lenczewski, Esq.. Moss & Barnett, P.A.. Student Governance – Understanding proper governance from the start for success throughout the year.. GOVERNANCE. is a system of checks and balances for your student association. A governance framework designed to:. Employee Stock Ownership Plans (“ESOPs”). Presented by . Paige A. Ryan, ESOP Services, Inc.. © ESOP Services Inc. 2014. agenda. Why ESOPs?. What is an ESOP?. ESOP history and facts. ESOP mechanics. Workshop 20. Presented . by. Lee . I. . Swerdlin. Swerdlin. & Company . James C. Paul. Paul Benefits Law Corp. . W. . Waldan. Lloyd. Callister . Nebeker. & McCullough. INTRODUCTION. 3. WHY HAVE AN ESOP?. Presented By. : . DANIEL N. JANICH. Holifield. . Janich . & Associates, PLLC. 20 North . Wacker. Drive, Suite 4200. Chicago, IL 60606. djanich@holifieldlaw.com. Telphone. : (312) 332-4222. Fax: (865) 566-0119. EMPLOYEE STOCK OPTIONS. Employee Stock Option Plans/Equity Incentive Plans (commonly referred to as ESOPs) are one of the most important tools to attract, encourage and retain Employees. . It . is the mechanism by which employees . February 25, 2015 . CIEBA. A brief history of . ERISA:. Statute enacted September 2, 1974 in response to Congressional concern . over . mismanagement and misappropriation of . funds.. Statute applies only to employee benefit plans of private employers and employee organizations.. Financial Management. Alison Crane, Assistant General Counsel. David Keen, Chief Financial Officer. American Psychiatric Association (APA). May 2019. A DB IS A CORPORATION. As a corporate entity in state:. Presented by Harry . Goslett. THE FIDUCIARY RELATIONSHIP:. Trust like.. Characterized by elements of trust, loyalty, confidentiality, and good faith i.e. trustee and beneficiary; guardian and ward; Director and corporation; solicitor and client; doctor and patient; parent and child.. ABAR. . Tabitha . Croscut. , Esq. . Dawn . Goestenkors. Agenda.  . ESOP Transaction . Timeline. Parties . involved in an ESOP Transaction. Trustee Role . Financial Advisor Role. Fairness Opinion Considerations. OWNERSHIP. MAJORITY SHAREHOLDER (FAMILY OWNED). PARTNERSHIP (50/50). EQUITY OWNERSHIP (OUTSIDE INVESTORS). ESOP (EMPLOYEE OWNED). ESOP BASICS. ERISA (Employee Retirement Income Security Act). DEPARTMENT OF LABOR (Protects Shareholders).