PPT-How to Survive Thrive in the Post-Fiduciary Rule World

Presented by Jeffrey Levine CPAPFS CFP CWS MSA Chief Retirement Strategist Director of Retirement Education Ed Slott and Company LLC Prohibited Transactions Overview What makes the word . g executor or administrator Printed Name Recent Observations, Current Issues. Ron A. Rhoades, JD, CFP®. Program Director, Financial Planning Program. Alfred State College, Alfred, NY. Were Brokers Fiduciaries in 1940?. “Essentially. , . a broker or agent is a fiduciary and he thus standards in a position of trust and confidence with respect to his customer or principal. Fifth Third Bancorp v. Dudenhoeffer. One Year Later. *Russell . L Hirschhorn. Proskauer Rose LLP. 212.969.3286. rhirschhorn@proskauer.com. Matthew Rutchik. ,. U.S. Department of Labor, EBSA. . *slides . “If we keep on doing what we have been doing, we are going to keep on getting what we have been getting”. THRIVE and i-THRIVE. THRIVE. has been developed as a collaboration between the Anna Freud Centre and the Tavistock & Portman NHS Foundation Trust. “If we keep on doing what we have been doing, we are going to keep on getting what we have been getting”. Our Presentation Today. Overview of THRIVE and . i. -THRIVE. Phase 1: Understanding your system. “If we keep on doing what we have been doing, we are going to keep on getting what we have been getting”. Introduction to i-THRIVE. Dr Rachel James. i-THRIVE Clinical Lead. THRIVE Author. i-THRIVE: Agenda for Today. Fiduciary Program Oversight. VA’s Role: . To conduct oversight of beneficiaries to ensure their well-being, and appoint and conduct oversight of fiduciaries who manage their benefits . Oversight . Cedar Mountain post acute rehabilitation center provide a therapeutic environment for our residents Yucaipa. Individualized treatment programs are developed with the interdisciplinary team of nursing, social services, Healthcare and dietary in consultation with your physicians. Introduction to i-THRIVE “If we keep on doing what we have been doing, we are going to keep on getting what we have been getting” Alignment of i-THRIVE to national strategies CAMHS transformation/ Future in Mind What . Do You Need to Know . and Do Now?. Agenda. Rollout of New Rule. New Fiduciary Advice Definition. Exclusions from Fiduciary Advice Definition . BIC Exemption. PTE 84-24. Fee Levelization. Robo-Advice. February 25, 2015 . CIEBA. A brief history of . ERISA:. Statute enacted September 2, 1974 in response to Congressional concern . over . mismanagement and misappropriation of . funds.. Statute applies only to employee benefit plans of private employers and employee organizations.. Gregory E. . Kniesel. , ASA. Managing Director. Value Management, Inc.. 770 262 7259. gek@valuemanagementinc.com. Emily Rickard. Associate . McDermott Will & Emery LLP. 202 756 8370. Erickard@mwe.com. Presented by Harry . Goslett. THE FIDUCIARY RELATIONSHIP:. Trust like.. Characterized by elements of trust, loyalty, confidentiality, and good faith i.e. trustee and beneficiary; guardian and ward; Director and corporation; solicitor and client; doctor and patient; parent and child.. Ken Mergen, Vice . President. Zach Karas, Principal. April 10, 2015. . Today’s Agenda. Fiduciary Responsibilities. ERISA vs. Non-ERISA. 3(21), 3(38) Investment Fiduciary. 3(16) Administrative Fiduciary.