PPT-fiduciary OBLIGATIONS: THE FIDUCIARY RELATIONSHIP

Presented by Harry Goslett THE FIDUCIARY RELATIONSHIP Trust like Characterized by elements of trust loyalty confidentiality and good faith ie trustee and beneficiary guardian and ward Director and corporation solicitor and client doctor and patient parent and child. Retirement Security Board. Public retirement plan -. Practical Legal considerations. Marla J. Kreindler. Craig A. Bitman. Morgan, Lewis & . Bockius. LLP. June 3, 2015. Presentation Topics. CRSB is reviewing how to structure the Plan’s IRAs to not be subject to ERISA. The resulting practical implications of the Plan not being subject to ERISA are also important to consider. For example, should CRSB adopt ERISA-type protections for CRSB, Plan Participants and other stakeholders?. Recent Observations, Current Issues. Ron A. Rhoades, JD, CFP®. Program Director, Financial Planning Program. Alfred State College, Alfred, NY. Were Brokers Fiduciaries in 1940?. “Essentially. , . a broker or agent is a fiduciary and he thus standards in a position of trust and confidence with respect to his customer or principal. Fifth Third Bancorp v. Dudenhoeffer. One Year Later. *Russell . L Hirschhorn. Proskauer Rose LLP. 212.969.3286. rhirschhorn@proskauer.com. Matthew Rutchik. ,. U.S. Department of Labor, EBSA. . *slides . Fiduciary Form. 1. Fiduciary Forum . March 2010. Knut . Leipold. , ECSPS. Framework Agreements. March 2010. Fiduciary Form. 2. Agenda. Introduction. Knut . Leipold. , ECSPS, 10 min. Policy & Legal Considerations. . Duane R. Thompson, AIFA®. Senior Policy Analyst, fi360. Session Overview . The fiduciary standard exists for the benefit of society, professionals, and, most importantly, the individuals who rely upon fiduciaries. . is brought to you by United Benefit Advisors. in conjunction with Jackson Lewis. For a copy of this presentation, please go to www.UBAbenefits.com. Go to the Wisdom tab and scroll down to HR Webinar Series and click. Under Employer Series . VARO Philadelphia. October 2015. Burial Automation. Upon the processing of a First Notice of Death (FNOD), if the Veteran was in receipt of Comp/Pension benefits, VA will automate either the $300 basic NSC burial allowance or the $2000 basic SC burial allowance.. Fiduciary Coverage. Retention/succession. Benefit completion. Cash flow optimization (NQDC). Executive Benefits. Portfolio . management. LDI strategies. Pension . risk transfer. Cost containment. Defined Benefit. Supporting an Environment that is free from violence and harassment. Your presenters:. Elizabeth Ogunsola, Title IX Coordinator. Whitney Henley, Wellness Coordinator. Theresa DeWalt, Psychologist. Today’s Agenda. An ERISA Primer for Defined Contribution Plan Sponsors. Dan Notto. , ERISA Strategist, Retirement Solutions, J.P. Morgan Asset Management. What is ERISA?. ERISA is the acronym for the Employee Retirement Income Security Act of 1974. February 25, 2015 . CIEBA. A brief history of . ERISA:. Statute enacted September 2, 1974 in response to Congressional concern . over . mismanagement and misappropriation of . funds.. Statute applies only to employee benefit plans of private employers and employee organizations.. Gregory E. . Kniesel. , ASA. Managing Director. Value Management, Inc.. 770 262 7259. gek@valuemanagementinc.com. Emily Rickard. Associate . McDermott Will & Emery LLP. 202 756 8370. Erickard@mwe.com. introductory lectures. October 201. 9. Dr. Tonio Fenech. tfenech@fff-legal.com. www.fff-legal.com. The evolution of the position in Malta. Civil law system, but with the benefit of over 150 years of British rule, juridically speaking. Ken Mergen, Vice . President. Zach Karas, Principal. April 10, 2015. . Today’s Agenda. Fiduciary Responsibilities. ERISA vs. Non-ERISA. 3(21), 3(38) Investment Fiduciary. 3(16) Administrative Fiduciary.