PPT-Fiduciary responsibility and good governance

Student Governance Understanding proper governance from the start for success throughout the year GOVERNANCE is a system of checks and balances for your student association A governance framework designed to. Bad governance is being increasingly regarded as one of the root causes of all evil within our societies Major donors and international financial institutions are increasingly basing their aid and loans on the condition that reforms that ensure good Recent Observations, Current Issues. Ron A. Rhoades, JD, CFP®. Program Director, Financial Planning Program. Alfred State College, Alfred, NY. Were Brokers Fiduciaries in 1940?. “Essentially. , . a broker or agent is a fiduciary and he thus standards in a position of trust and confidence with respect to his customer or principal. David Cabrelli: Senior Lecturer in Commercial Law, University of Edinburgh – david.cabrelli@ed.ac.uk. Scope of Consultation Paper No. 215. Focus in this discussion restricted to:. Duties of investment managers. Bill Sokol. Weinberg Roger & Rosenfeld. wsokol@gmail.com. Do You Have A Fiduciary Duty to Engage in Issues of Corporate Governance?. YES. The Simple Logic. If A: Congress enacts ERISA. If B: States each enact own ERISA standard. is brought to you by United Benefit Advisors. in conjunction with Jackson Lewis. For a copy of this presentation, please go to www.UBAbenefits.com. Go to the Wisdom tab and scroll down to HR Webinar Series and click. Under Employer Series . Fiduciary duty is a contested term, with different definitions and different legal interpretations in 2 &#x/MCI; 1 ;&#x/MCI; 1 ;contrast, in the UK where fiduciary obligations are not defi Fiduciary Coverage. Retention/succession. Benefit completion. Cash flow optimization (NQDC). Executive Benefits. Portfolio . management. LDI strategies. Pension . risk transfer. Cost containment. Defined Benefit. Fiduciary Program Oversight. VA’s Role: . To conduct oversight of beneficiaries to ensure their well-being, and appoint and conduct oversight of fiduciaries who manage their benefits . Oversight . Presented by:. Jeffrey Levine, CPA/PFS, CFP. ®. , CWS. ®. , MSA. Chief Retirement Strategist, Director of Retirement Education. Ed Slott and Company, LLC. Prohibited Transactions Overview. What makes the word . October 12, 2017. Jerry E. Durham, CPA, CGFM, CFE. TGFOA. Fall Conference. Effective Dates—June 30. 2016. Statement 72—Fair Value Measurement and Application. Statement 73—Pensions—Related Assets (outside scope of Statements 67 and 68). Lowell “The ERISA Dude” Walters. GrayRobinson. 813-273-5276. lowell.walters@gray-robinson.com. Roger J. Rovell, J.D., LL.M.. Fiduciary Partners Retirement Group . (800) 371-0232. roger.rovell@fiduciaryprg.com. February 25, 2015 . CIEBA. A brief history of . ERISA:. Statute enacted September 2, 1974 in response to Congressional concern . over . mismanagement and misappropriation of . funds.. Statute applies only to employee benefit plans of private employers and employee organizations.. Presented by Harry . Goslett. THE FIDUCIARY RELATIONSHIP:. Trust like.. Characterized by elements of trust, loyalty, confidentiality, and good faith i.e. trustee and beneficiary; guardian and ward; Director and corporation; solicitor and client; doctor and patient; parent and child.. . Flavia . Bustreo. Governance and Ethics Committee, Chair . Governance and Ethics Committee . Deliverables: . 2.4. . Inclusive participation of partners in PMNCH structures. . . Progress to date and major priorities to the end of...