PDF-US Securities and Exchange Commission

Division of Investment Management ACCEPTANCE OF GIFTS OR ENTERTAINMENT BY FUND ADVISORY PERSONNEL 151 1 OF THE INVESTMENT COMPANY ACTIn furtherance of the Division146s mission to protect inve. 73437 October 27 2014 ADMINISTRATIVE PROCEEDING File No 16216 In the Matter of LAYNE CHRISTENSEN COMPANY Respondent ORDER INSTITUTING CEASE AND DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 MAKING FINDINGS AND IM National Asian Pacific American Bar Association 2017 Convention. Anita B. Bandy, U.S. Securities and Exchange . Commission. Jina. L. Choi, U.S. Securities and Exchange Commission. David C. Lee, K&L Gates LLP. National Asian Pacific American Bar Association 2017 Convention. Anita B. Bandy, U.S. Securities and Exchange . Commission. Jina. L. Choi, U.S. Securities and Exchange Commission. David C. Lee, K&L Gates LLP. Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 83469 / June 19, 2018 ADMINISTRATIVE PROCEEDING File No. 3 - 18507 In the Matter of Radiant Oil & Gas, Inc., before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel ease No. 90224 / October 20, 2020 Admin. Proc. File No. 3 - 18 881 In the Matter of the Application of GOPI KRISHNA VU Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 88035 / January 24, 2020 ADMINISTRATIVE PROCEEDING File No. 3 - 19671 In the Matter of JAY ZOLA SCORATOW , ANDEXCHANGECOMMISSIONWashingtonDCSECURITIESEXCHANGEACTOF1934ReleaseNo91953/May202021AdminProcFileNo3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDAYS CORPORATION and TJ ROASTER UNbefore theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No90539/ December 1 2020Admin Proc File No 3-19394In the Matter of BRIARWOOD HOLDINGS GROUP INC HEYU LEISURE HOLIDA Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 86883 / September 5 2019The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of the follow Before theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No84318/ September 28 2018ADMINISTRATIVE PROCEEDINGFile No 3-18860In the Matter ofSTEPHEN ROMORespondentORDER INSTITU 5 USC 77tg and Section 21 d6 of the Exchange Act I5 USC 9 78ud6 11 Jurisdiction and Venue 7 This Court has jurisdiction over this action pursuant to Section 22a of the Securities Act I 5 USC 77va an Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 92774 / August 26 2021The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of Wari IncWRRI Washington DC SECURITIES EXCHANGE ACT OF 1934 Release No 91929/ May 18 2021The US Securities and Exchange Commission announced the temporary suspension of trading in the securities of Echo Therapeutic Before theSECURITIES AND EXCHANGE COMMISSIONSECURITIES EXCHANGE ACT OF 1934Release No93115/ September 23 2021ADMINISTRATIVE PROCEEDINGFile No 3-20336In the Matter ofJin Wan Hong International Holdings