PDF-BECOProfessional ServicesContract Compliance ChecklistLPA/Subrecipient

Compliance Requirements Action LPA Sub recipient ADOT x0000x0000BECO Rev 2017 Only for Agencies PRE ADVERTISEMENTREQUIREMENTS 1 Request for DBE Goal The Agency must submit a request for. Steve Birkhofer. A-133 . and Sub-Recipient Monitoring. Colleges & Universities benefited greatly from the more than $500 . bil. in grants awarded in FY 2012 to various non-federal entities. The Single Audit Act of 1984 (amended in 1996, revised 2003 & 2007) and OMB A-133 provide audit guidelines applicable to colleges and universities to ensure that these funds are expended properly.. CReATE. Presented by: . Marcy Friedle, . Grants Compliance Analyst. What . Is . a Subcontract?. Assigning to another party some obligation of an existing contract, for which FSU is still ultimately . & . Federal Funding Accountability and Transparency Act (FFATA) . GMUN General Meeting. September 2010 . Risk Assessment (Handout). FFATA Purpose. Allow the tax-paying public to understand where federal dollars are being spent (including research funding). May 2017. Uniform Guidance 2 CFR 200. Presenter. Scot Phillips. Partner with Eide Bailly, LLP. Chair of the Technical Committee for Eide Bailly, LLP’s Governmental Practice. Former chair of AICPA’s Technical Issues Committee. Sheena Tran, Rancho Santiago CCD. Tania Walden, Los Rios CCD. Tracy Young, Coast CCD. May 2013. Agenda. Defining Subrecipients. Regulatory Requirements. Monitoring. Importance of . Relationships. Proposed Grant Reform. Jennifer Teixeira, Director of Research Administration. Joy Bryde, Conflict of Interest. Ben Wright, Audit and . Subrecipient. Monitoring Manager. Overview. Subrecipient. vs Vendor . Determination. Agenda. Important Definition. Life of a sub-award. . Pre-award. Award. Post Award. Closeout. Resources. Definitions. Subaward. Provides a significant portion of the programmatic effort. R. etains rights to IP. Outgoing . Subawards. at UF. FY17 -- 480 . subawards. /roughly $37 million. FY18 to date – 86 . subawards. /$5.1 million. Roles & . Responsibilities. Division of Sponsored Programs – Outgoing . Transitioning to 2 CFR 200 the Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. 4/23/2015. Office of Sponsored Research. Deborah . Rutkowski-Howard, . Subawards. under the Uniform . Guidance. February 22, 2017 as presented by Royce Townsend, CPA & Andrew Park, CPA. TODAY’S OBJECTIVES. The audit guide – current updates and possible updates for the future. How New Technology and Regulations Will Impact the Future of RIA Compliance May 24, 2017 FPA of Georgia GJ King President, RIA in a Box GJ is the President of RIA in a Box® which provides compliance and operations support to over 1,500 registered investment adviser (RIA) firms. He is a frequent industry speaker on the topics of RIA compliance, operations, and technology best practices. GJ previously worked in the investment management division of Goldman Sachs serving as a trusted advisor to a select group of high net worth entrepreneurs, families, and foundations. King holds an MBA from the Graduate School of Business at Stanford University and a BA from Brown University. . Brown Bag Luncheon Series. November 16, 2009. SLIDE . 1. Introduction of Panel. Topic. Presenter. Email. Telephone. Introduction. Tracy Walters. tracy.walters@yale.edu. 432-8455. Today’s Agenda. Technology has transformed compliance management, offering efficient solutions to tackle regulatory complexities. Modern Compliance Management Systems automate workflows, provide real-time monitoring, and integrate seamlessly with other business systems. Compliance Software Solutions cater to various industries, ensuring regulatory adherence and data security. Emerging technologies like AI and blockchain further enhance these systems. ComplianceQuest Management Software is a leading solution, essential for businesses in 2024, due to its comprehensive features, adaptability, and integration capabilities, helping companies maintain compliance, secure sensitive data, and streamline processes efficiently. Monitoring. 1. Not. . auditors. .. Purpose. :. . to . assist. . the. Subrecipient. Federal regulations . . .. Require GOHSEP to monitor . grant-supported activities. . to:. Ensure Subrecipients are in .