PPT-NASAA 2014 Investor Education Training

Author : tawny-fly | Published Date : 2017-03-17

May 2 2014 St Louis Missouri Andrea Seidt Joseph Brady NASAA President NASAA General Counsel Ohio Securities Commissioner The Changing Face of

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NASAA 2014 Investor Education Training: Transcript


May 2 2014 St Louis Missouri Andrea Seidt Joseph Brady NASAA President NASAA General Counsel Ohio Securities Commissioner The Changing Face of . What is a corporate bond A bond is a debt obligation like an IOU Investors who buy corporate bonds are lending money to the company issuing the bond In return the company makes a legal commitment to pay interest on the principal and in most cases to The rules concern three separate nonbinding shareholder votes on executive compensation x SayonPay Votes The new rule requires public companies subject to the proxy rules to provide their shareholders with an advisory vote on the compensation of the www.investor.gov INVESTOR BULLETIN Hedge Fundse SEC’s Oce of Investor Education and Advocacy is issuing this Investor Bulletin to educate individual investors about hedge funds. What are hedge 12 th December 2014 Iberia Investor Seminar - Agenda Time Topic Speaker 08:30 Registration and welcome coffee 09:00 Opening speech A. V By Nancy Boudreaux. Investor Education Trainer. Louisiana. . O. ffice of . F. inancial . I. nstitutions. Guard Rails. Protecting Your Community . From . Investment Fraud. 3. A system designed to . keep . www.investor.gov INVESTOR ALERT Advertising for Unregistered Securities Oerings e SEC’s Oce of Investor Education and Advocacy is issuing this Investor Alert to educate individual investors a DIET . Hussainpur. , . Rewari. established in 2004 started working at GSSS, . Rewari. with 45 . students.It. shifted to the village . Hussainpur. 5 . Kms. from the town on 06/03/2006, five additional seats were allocated for the village . Starting with Apprenticeship (. StartApp. ) project. Institute . of . Entrepreneurship Development . Berlin Nov 2014. Table of Contents. The education system in Greece. Educational attainment. The vocational and training system. The journey of a thousand miles begins with one step.. Lao Tzu.  “Copyright and Terms of Service. Copyright © Texas Education Agency. The materials found on this website are copyrighted © and trademarked ™ as the property of the Texas Education Agency and may not be reproduced without the express written permission of the Texas Education Agency, except under the following conditions: . Thursday, March 05, 2015. REMINDERS. Please silence your phones when not talking.. You may send written questions to . JW@NASAA.ORG. and we will try to answer them during this presentation. . EFD Support Information. Investment Adviser Switch Update. Topics. Update on the timeline for the switch by mid-sized investment advisers.. NASAA’s investment adviser coordinated review program.. IARD programming update.. NASAA proposed exemption for private fund advisers.. Workforce Education and Training Outcomes. Community Policy Advisory Committee. www.SBCounty.gov. Mariann Ruffolo, MBA. Administrative Manager. December 18, 2014. Funded by Prop 63, the Mental Health Services Act. Instructional Practices in Education and Training More Strategies, Tips and Resources for Managing Your Classroom Copyright Copyright © Texas Education Agency, 2014. These Materials are copyrighted © and trademarked ™ as the property of the Texas Education Agency (TEA) and may not be reproduced without the express written permission of TEA, except under the following conditions: e-mail vascocvmgovbrAcademic BackgroundMaster of Science in Law MSL / Rio de Janeiro State University 2007Bachelors degree in Law / Rio de Janeiro State University 2001Master of Business Administratio

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