PPT-CISI – Financial Products, Markets & Services

Topic The Financial Services Industry 113 Investment Distribution Channels RDR What is it What was the impact The Retail Distribution Review RDR came into effect in January 2013. B NASDAQ traded securities simply append the special code after root symbol brPage 7br Option Symbol Options Symbol represents four different characteristics Underlying Instrument Put or Call Expiration Month Strike Price Example MSQJG MSQ ACT. Seminar given in conjunction with the Auckland District Law Society . Auckland . – 17 September 2013 . INTRODUCTION. An overview of the new disclosure framework for regulated offers of financial . Leveraging Partnerships for Impact & Growth . Meagan Weatherby. Program Sustainability & Outreach Coordinator. Cooperative Federal (Syracuse, NY). Cooperative Federal. Established in 1982 . Syracuse Cooperative Federal Credit Union. Stephen Franks. Stephen Franks. 2. TRUE CLAIMS. FALSE CLAIMS. COLLABORATION. OF. NOT ME FROM. Registration. of NZ company . As FSPR. Dispute resolution?. NZ as office . NZ personnel (at the start). New York State Department of Public Service. July 10, 2014. About this Presentation. This presentation includes input from all sectors and parties. This presentation does not nor was it intended to represent a consensus view. Borrowers . Spenders. Households. Business firms. Governments. Foreigners. FinancialMarkets. Indirect Finance. Direct Finance. Funds. Funds. Funds. Financial Intermediaries. Lenders. Savers. Households. . The . role of services in economic transformation.  . . Dr. Julius Gatune. African Center for Economic Transformation (ACET). SET . workshop. . Intercontinental Hotel, Nairobi. 28. th. April 2015. UN SACCO EDUCATION DAY & LAUNCH OF STRATEGIC PLAN 2015-2017 EMERGING REVENUE STREAMS FOR SACCOS CONTENTS Introduction Innovative Consumer Financial Services Alternative Revenue Strategies Qualifications for SIE Exemption A pass result for the following Chartered Institute for Securities & Investment (CISI) exams (or combination of exams) qualif ies an individual for the Securities myCISIParticipant Portal: On This document was designed as a helpful summary or overview to the myCISI Participant Portal’s main functionalitiesYour CISI coverage includes a comprehensive online myCISITraveler’ This documentprovides an overview of myCISI Travelermobile app functionalitiesThis FREEapp is for all participants. Your CISI coverage includes a comprehensive online Portal of to Candidate Informationto be completed by candidateLegal Name CISI - 4428 (866) 275-2677 www.dfpi.ca.gov INVITATION FOR COMMENTS ON CRYPTOASSETRELATED FINANCIAL PRODUCTS AND SERVICES UNDER THE CALIFORNIA CONSUMER FINANCIAL PROTECTION LAW The Department of Financial Mick Mc Ateer, Co-Director, Financial Inclusion Centre. Chair, EC Financial Services User Group (FSUG). BACKGROUND. Financial system/ services huge and complex but at its core has four primary functions meant to meet the needs of households and real economy.