PPT-FCA Business Plan 2016/2017

Author : lindy-dunigan | Published Date : 2017-10-16

Key Priorities and Risks going Forward Todays Agenda 20152016 FCAs Priorities FCA Priorities for 20162017 Overview Wholesale financial markets Firms culture and

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FCA Business Plan 2016/2017: Transcript

Key Priorities and Risks going Forward Todays Agenda 20152016 FCAs Priorities FCA Priorities for 20162017 Overview Wholesale financial markets Firms culture and governance Innovation and technology . kcujcxx fCA ffcxi reieCLJre fao cvo accos t o Csrjrk LAVJ IAJ bocvo Sel cv vvftcvcr 2017 0 IMA Guide lines Introduction The 2014 FCA Finalised guidance on inducements (FG14/1 – Supervising retail investment advice: inducements and conflicts of interest (the FCA Guidance) ) has genera FORM OF GOV’T. – Federal Republic (gained independence from the UK in 1947). CAPITAL. – New Delhi. POPULATION. – 1,095,351995. LAND SIZE. – 2,973,190 (slightly more than 1/3 the size of the U.S.). 1. A Consumer Council guide to. : . The Financial Conduct Authority (FCA); and . The Prudential Regulation Authority. www.consumercouncil.org.uk. 2. On April 1. st. 2013 the Financial Services Authority was split into two separate regulatory authorities: . Chance of Recovery: . What’s on the Radar with the . FCA. and the 60 Day Overpayment Rule. Christopher . Melton . & Jennifer Wintergerst. Wyatt, Tarrant, & Combs, LLP. Paradigm Shift from Compliance to Recovery. Charlotte Henry (Senior Associate). Anushka. . Herath. (Senior Associate). Norton Rose Fulbright LLP. 4 June 2014. . . Agenda. . 1. The . FCA’s. review of . RDR. implementation: the key messages. FCA s166 Skilled Person Reviews . 4 March 2016. Mark Davies. Associate Director. Financial Services Group. T: . 020 7865 2134. E: . mark.j.davies@uk.gt.com. Agenda. 01 . s166. Skilled Person Reviews – overview and statistics. Compliance Update. Iain Stephen. Jt. CEO Compliancy Services. 24. th. November 2016. www.compliancy-services.co.uk. @. compliancysrvcs. Todays topics. FCA Business plan 2016/2017. . 2016 updates. Complaints. Iain Stephen. Jt. CEO Compliancy Services. 24. th. November 2016. www.compliancy-services.co.uk. @. compliancysrvcs. Todays topics. FCA Business plan 2016/2017. . 2016 updates. Complaints. Appointed Representatives. June 2016. Leverage KBB.com’s unmatched potential to reach affected model owners and shoppers. Millions come to KBB.com seeking information for specific used models. 2. |. Vehicle valuations are top activities on KBB.com. Purchasing and Supplier Quality Operations and Integration - Warranty. August . 2018. Supplier Associated Warranty Reduction Program . (SAWRP). What is . the Supplier Associated Warranty Reduction Program (SAWRP)?. Purchasing and Supplier Quality Operations and Integration - Warranty. April, 2018. Purpose of SAWRP. The Supplier Associated Warranty Reduction Program (SAWRP) is not responsibility based, it is based on associated . 55TH AATWA INDUCTION CEREMONY. CHIOMA IFEANYI-EZE (FCA). a time of intense difficulty or danger. a time when a difficult or important decision must be made.. WHAT IS CRISIS?. No job. Not enough pay. Lack of opportunities for development. Birmingham 2016 Insurance and Financial Services Conference. Wednesday, 18 June 2016. Jonathan . Newbold. , Partner. Adam Edwards, Associate. Outcomes. Gain insight into what the FCA . can do . when faced with serious .

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