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Michael Sherman , Partner, Michael Sherman , Partner,

Michael Sherman , Partner, - PowerPoint Presentation

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Uploaded On 2019-03-16

Michael Sherman , Partner, - PPT Presentation

Dechert Francine Rosenberger General Counsel Steben amp Co Karen Huey FounderCEO Professional Compliance Assistance Inc Custody of Client Assets 2 Custody means holding directly or indirectly client funds or securities or having any authority to obtain possession of t ID: 757168

funds custody custodian client custody funds client custodian surprise adviser account investment sec securities failure assets annual statements item

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